"An investment in knowledge pays the best interest." - Benjamin Franklin

company name

 

 

 

Disclosures

Strategic Stock Investments, LLC, its officers, directors, employees, members of their household or any officer, director or employee with the ability to influence the substance of the newsletter:

  1. May own a financial interest in securities in the SSI portfolio; however, any purchase or sale of those securities are executed only at those times SSI formally notifies its subscribers.
  2. Do not have more than a 1% beneficial ownership in any class of any security of any company listed in the SSI Buy List or the SSI Portfolio.
  3. Have no knowledge of any conflict of interest with any security listed in the SSI Buy List or the SSI Portfolio.
  4. Received no compensation for the any company on the SSI Buy List or the SSI Portfolio within the last 12 months regardless of the security’s rating.
  5. Have with respect to any security listed on the SSI Buy List or the SSI Portfolio:
    • Not managed or co-managed a public offering of those securities in the past 12      
    • months.
    • Received no compensation for investment banking services from any company in the past 12 months.
    • Do not expect to receive nor intend to seek compensation for investment banking services from any company in the next 3 months.
    • Received no compensation for products or services other than investment
    • banking services from any company in the past 12 months.
  6. Have not served any company whose securities are listed on the SSI Buy List or the SSI Portfolio in any capacity for any reason.
  7. Know of no affiliates of SSI which have received any compensation for products or services other than investment banking services from any company whose securities are listed in the SSI Buy List or the SSI Portfolio in the last 12 months.
  8. Does not serve as an officer, director or advisory board member of any company whose securities are listed on the SSI Buy List or the SSI Portfolio.
  9. Does not make a market in the securities of any company listed on the SSI Buy List or the SSI Portfolio.
  10. Are not compensated directly or indirectly based on the recommendations or views expressed concerning any security listed on the SSI Buy List or the SSI Portfolio.

All securities listed in the SSI Buy List and the SSI Portfolio carry either a buy, hold or sell rating and have done so from the moment of their addition to the SSI Buy List.  These ratings represent an accurate reflection of the personal views of the officers, directors and employees of SSI concerning the securities on the SSI Buy List and the SSI Portfolio.  The percentage in each category is indeterminable because those rating are based solely on the price of the securities.